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Washington H. Soul Pattinson and Company Limited

Annual Report 2016

132

ASX Additional Information

Substantial Shareholders as at 1 October 2016

As disclosed in notices received by the Company.

Ordinary

Shares Held

% of Issued

Shares

Notice

Received

Brickworks Limited and its subsidiaries

102,257,830

42.72

18 Nov 2013

Mr Robert Dobson Millner

19,921,975

8.32

3 Mar 2014

Mr Thomas Charles Dobson Millner

17,211,350

7.19

3 Mar 2014

17,195,965 of the above ordinary shares in which Mr R Millner and Mr T Millner have an interest relate to

holdings by the same entities.

For further details refer to the notices lodged on 3 March 2014 on the ASX announcements list for WHSP

(ASX code: SOL).

Unquoted Equity Securities

As at 1 October 2016 the Company had the following unquoted equity securities on issue.

Number of

Rights

Number of

Holders

Performance Rights – issued under the Long-term Incentive Plan

56,789

4

Voting Rights

Ordinary shares:

(a) on a show of hands, each member has one vote;

(b) subject to section 250L(4) of the Corporations Act 2001, on a poll each member has:

(i) for each fully paid share held by the member, one vote; and

(ii) for each partly-paid share held by the member, a fraction of a vote equivalent to the proportion which

the amount paid (not credited nor paid in advance of a call) is of the total amounts paid and payable

(excluding amounts credited) for the share.

Performance Rights:

No voting rights.

Australian Securities Exchange Listing

Washington H. Soul Pattinson and Company Limited ordinary shares are listed on the Australian Securities

Exchange under the ASX Code: SOL.