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3E
National Risk and Compliance Discussion Group:
an update from the regulators
Meeting Rooms 5 & 6, First Floor
This year the Risk and Compliance Discussion Group will continue to cover a broad range of regulatory
issues from across all key areas of super.
Join ASIC, APRA and the ATO as they provide their observations and reactions to what they have
seen in terms of risk and compliance over the past 12 months. The regulators will also share their
expectations and plans for the coming year.
This session provides the ideal opportunity for the industry’s risk and compliance community to come
together at a national level to discuss the major issues impacting the industry. Equally importantly, it’s
a chance to see what the regulators have to say about the issues and their plans for managing the
delivery of the outcomes they seek.
Greg Tanzer
Commissioner, Australian Securities and
Investments Commission (Australia)
@asicmedia
James O’Halloran
Deputy Commissioner Superannuation,
Australian Tax Office (Australia)
Helen Rowell
Deputy Chair, Australian Prudential
Regulation Authority (Australia)
Chair:
Paul Curtin
Chief Financial Officer and Executive
General Manager Strategy, PMO &
Investment Operations, Telstra Super and
Chair, VIC Risk and Compliance Discussion
Group (Australia)
Committee coordinator:
Tony Keir
(Fellow of ASFA)
, Events Research and Content Manager, ASFA
Industry issue
2 CPD points
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Parallel session three
1.55 – 3.25pm (90 minutes)